SEC Regulation Outside the U.S.



President Trump has promised to "dismantle" Wall Street regulations and "to do a job" on the Dodd-Frank Act.  This signifies the largest regulatory shake up in years of financial regulation.  What will be the impact on the U.S. Securities and Exchange Commission? The Commission is continuing to adopt new rules and bring enforcement actions.  Priorities for the coming year include: Cybersecurity - electronic investment advice - money market funds and anti-money laundering 
as well as the continued focus on insider trading cases and actions against accountants, auditors, rating agencies and investment managers.  All of the above will continue to shape how financial services firms conduct business with the U.S. markets.


SEC Regulation Outside the United States is designed to brief European financial services practitioners how the SEC administers and enforces the U.S. securities laws – and what it means to you. A distinguished faculty of current and former SEC officials and other regulatory experts guide you through the nuances of current and pending U.S. regulation and legislation.


This is a hands-on conference, with top quality speakers - the only event of its kind in the world. Please contact us directly at bookings@investoregulation.com to take advantage of our 3rd delegate goes free offer

 

The deadline for registration has passed
powered by Participant