SEC Regulation Outside the US

The U.S. Securities and Exchange Commission is continuing to adopt new rules and bring enforcement actions. Dodd-Frank persists in its influence of the securities markets.  What will be the priorities of the SEC in the coming year? Cybersecurity - Hedging disclosure - Improving Proxy voting – Regulation of the Swaps and derivatives markets.  All of the above as well as the continued focus on insider trading cases and actions against accountants, auditors, rating agencies and investment managers will continue to shape how financial services firms conduct business with the U.S. markets.

SEC Regulation Outside the United States is designed to brief European financial services practitioners how the SEC administers and enforces the U.S. securities laws – and what it means to you. A distinguished faculty of current and former SEC officials and other regulatory experts guide you through the nuances of current and pending U.S. regulation and legislation. This is a hands-on conference, with top quality speakers - the only event of its kind in the world.

Please contact us directly at bookings@investoregulation.com to take advantage of our 3rd delegate goes free offer

 


The deadline for registration has passed
powered by Participant